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Audits, Reviews and Reports

Pursuant to the County Charter, the Comptroller's Office is responsible for auditing county departments and entities that receive funding from Dutchess County. Comptroller audits examine financial records and accounts for accuracy and verify that the business of the County is being transacted in compliance with local, county, and state law. Auditors follow professional auditing standards as defined by the Comptroller General of the United States.  Audits generally include a review of an organization's expenditures, revenues, internal controls, reimbursement procedures, accounting procedures, petty cash, payroll and inventory.  During an audit, auditors perform research and information gathering, do fieldwork, develop audit findings and prepare a final report.

A final audit report includes a Comptroller's Summary and detailed findings including recommendations to the department or agency for improvements.  The audited agency may respond to the findings in a management response letter.  The Comptroller’s Office submits the final report to the County Executive and Legislature.  Members of the public may obtain hard copies of an audit report by contacting the Comptroller’s Office.  Completed reports are listed below.

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2018

 

Archives

Audits, Reviews and Reports Department Response
Independent Audits/Annual Financial Reports - Basic Financial Statements, Required Supplementary Information, Federal Assistance Information and Independent Auditors’ Reports, December, 2015 (.pdf) n/a
Independent Audits/Annual Financial Reports - New York State Department of Transportation Financial Assistance Schedule for Year Ended December 31, 2015 and Independent Auditors' Report, December, 2015 (.pdf) n/a
Department/Agency Audit - Northeast Community Council, Inc. - Released, November 2015 (.pdf) Response (.pdf)
Department/Agency Audit - Department of Law and Human Resources - Office of Risk Management  Released October, 2015 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess ARC - Released September, 2015 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Department of Public Works Auto Service Center - Released October, 2015 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Department of Public Works Aviation Division - Released August, 2015 (.pdf) No Response
Department/Agency Audit - Dutchess County Regional Chamber of Commerce - Released August, 2015 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Soil and Water Conservation District - Released July, 2015 (.pdf) Response (.pdf)
Department/Agency Audit - Grace Smith House - Released August, 2015 (.pdf) Response (.pdf)
Department/Agency Audit - Maintenance In Lieu of Rent - Released September, 2015 (.pdf) No Response
Department/Agency Audit - Project More, Inc - Released May, 2015 (.pdf) Response (.pdf)
Special Report - Special Report Indirect Cost Allocation Plan 2014 A-87 Report and Historical Trend (.pdf) n/a
Special Report - Department of Public Works Division of Parks - Stadium Report, 2012-2014 (.pdf) n/a

 

Audits, Reviews and Reports Department Response
Independent Audits/Annual Financial Reports - Basic Financial Statements, Required Supplementary Information, Federal Assistance Information and Independent Auditors’ Reports, December, 2014 (.pdf) n/a
Department/Agency Audit - Abilities First, Inc. - Released December, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - BI, Incorporated - Released December, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - Cornell Cooperative Extension of Dutchess County - Released November, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Department of Mental Hygiene - Released November, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Department of Public Works Highway Division - Released October, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Department of Public Works Inventory - Released July, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Office for the Aging Limited Scope Review of Selected 2014 Invoices - Released December, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Soil and Water Conservation District - Released July, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - Hudson River Housing, Inc. - Released October, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - Maintenance In Lieu of Rent - Released August, 2014 (.pdf) Response (.pdf)
Department/Agency Audit - Procurement Card Program Audit - Released July, 2014 (.pdf) Response (.pdf)
Special Report - Indirect Cost Allocation Plan A-87 Report and Historical Trend, August, 2014 (.pdf) n/a
Special Report - Standard and Poor’s Rating Report, October, 2014 (.pdf) n/a

 

Audits, Reviews and Reports Department Response
Independent Audits/Annual Financial Reports - Basic Financial Statements, Required Supplementary Information, Federal Assistance Information and Independent Auditors’ Reports, December, 2012 (.pdf) n/a
Department/Agency Audit - Cornell Cooperative Extension - Released July, 2012 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Community Action Agency - Released November, 2012 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Division of Aging Services - Released August, 2012 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Soil and Water Conservation District - Released April, 2012 (.pdf) Response (.pdf)
Department/Agency Audit - Hudson River Housing, Inc. - Released August, 2012 (.pdf) Response (.pdf)
Department/Agency Audit - Lexington Center For Recovery - Released April, 2012 (.pdf) Response (.pdf)
Department/Agency Audit - Maintenance in Lieu of Rent - Released August, 2012 (.pdf) Response (.pdf)
Department/Agency Audit - Mental Health America of Dutchess County - Released November, 2012 (.pdf) Response (.pdf)
Department/Agency Audit - Occupations, Inc. - Released April, 2012 (.pdf) Response (.pdf)
Department/Agency Audit - PEOPLe, Inc. - Released April, 2012 (.pdf) Response (.pdf)
Special Report - Indirect Cost Allocation Plan 2011 A87 Report and Historical Trend, July, 2012 (.pdf) n/a
Special Report - Airport Special Report, October, 2012 (.pdf) n/a
Special Report - Department of Public Works - Division of Parks - Stadium, December, 2012 (.pdf) n/a
Special Report - Indirect Cost Allocation Plan 2011 A87 Report and Historical Trend, July, 2012 (.pdf) n/a

 

Audits, Reviews and Reports Department Response
Independent Audits/Annual Financial Reports - Federal Awards - A133, December, 2011 (.pdf) n/a
Independent Audits/Annual Financial ReportsDutchess County Annual Financial Report, December 31, 2011 (.pdf) n/a
Department/Agency AuditBI, Incorporated - Released July, 2011 (.pdf) Response (.pdf)
Department/Agency Audit - Cornell Cooperative Extension of Dutchess County - Released November, 2011(.pdf) Response (.pdf)
Department/Agency Audit - Council on Addiction Prevention and Education of Dutchess County, NY (CAPE) - Released September, 2011 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Arts Council, Inc. - Released May, 2011 (.pdf) No Response
Department/Agency AuditDutchess County Department of Consumer Affairs - Released November, 2011 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Emergency Response - Released November, 2011 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Health Patient Billing - Released November, 2011 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Economic Development Corporation - Released September, 2011 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Office of Probation and Community Corrections - Released July, 2011 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Petty Cash - Released October, 2011 (.pdf) No Response
Department/Agency AuditDutchess County Department of Public Works Buildings Division Parking Lot Operations - Released October, 2011 (.pdf) No Response
Department/Agency AuditDutchess County Soil and Water Conservation District - Released March, 2011 (.pdf) Response (.pdf)
Department/Agency AuditLexington Center for Recovery - Released May, 2011 (.pdf) Response (.pdf)
Department/Agency AuditMid-Hudson Library System - Released July, 2011 (.pdf) Response (.pdf)
Department/Agency AuditNYS ARC, Inc. - Released October, 2011 (.pdf) Response (.pdf)
Department/Agency AuditProject More, Inc. - Released November, 2011 (.pdf) Response (.pdf)
Department/Agency AuditThe Child Abuse Prevention Center - Released November, 2011 (.pdf) Response (.pdf)
Department/Agency AuditThe Osborne Association, Inc. - Released December, 2011 (.pdf) No Response
Special Report - Water and Wastewater Authority Net Service Fee Repayment, December, 2011 (.pdf) n/a
Special Report - Special Report Mass Transit 2012 Budget, December, 2011 (.pdf) n/a
Special Report - Indirect Cost Allocation Plan 2010 A87 Report and Historical Trend, August, 2011 (.pdf) n/a
Special Report - Comptroller's Observation Regarding 2010 Elections Costs, May, 2011 (.pdf) n/a

 

Audits, Reviews and Reports Department Response
Internal Audits/Annual Financial Reports -  Federal Awards - A133, December, 2009 (.pdf) n/a
Internal Audits/Annual Financial Reports  -  Dutchess County Annual Financial Report, December 31, 2009 (.pdf) n/a
Department/Agency AuditChildren's Media Project, Inc. - Released March, 2009 (.pdf) Response (.pdf)
Department/Agency AuditCornell Cooperative Extension Dutchess County - Released May, 2009 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Community Action Agency - Released June, 2009 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Consumer Affairs - Released October, 2009 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Central Services Auto Service Center Division - Released December, 2009 (.pdf) No Response
Department/Agency AuditDutchess County Department of Health - Released December, 2009 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Planning and Development Division of Public Transit - Released May, 2009 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Probation and Community Corrections - Released December, 2009 (.pdf) Response (.pdf)
Release Letter (.pdf)
Department/Agency AuditDutchess County Department of Public Works Division of Highway and Engineering - Released October, 2009 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Public Works Division of Parks - Released December 2009 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Economic Development Corporation - Released December, 2009 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Sheriff's Office Corrections Division - Released June, 2009 (.pdf) Response (.pdf)
Department/Agency Audit - Dutchess County Soil and Water Conservation District - Released April, 2009 (.pdf) Response (.pdf)
 
Department/Agency AuditDutchess Works - Released October, 2009 (.pdf) Response (.pdf) Response #2 (.pdf)
Department/Agency AuditEarly Intervention Social Work Services, P.C. - Released September, 2009 (.pdf) Response (.pdf)
Department/Agency AuditEarly Start Services, LCSW, P.C. -  Released September, 2009 (.pdf) No Response
Department/Agency AuditHudson River Housing, Inc. - Released Ocotber, 2009 (.pdf) Response (.pdf)
Department/Agency AuditMid-Hudson Association For Persons with Disabilities, Inc. - Released September, 2009 (.pdf) Response (.pdf)
Department/Agency AuditNubian Directions II, Inc.- Released September, 2009 (.pdf) Response (.pdf)
Department/Agency AuditPEOPLe Inc. - Released March, 2009 (.pdf) Response (.pdf)
Department/Agency AuditSheriff's Office Civil Division - Released September, 2009 (.pdf) Response (.pdf)
Department/Agency AuditValley Consultant Services LLC - Released September, 2009 (.pdf) No Response
Department/Agency AuditDr. Frank M. Volz  Jr. & Associates - Released September, 2009 (.pdf) No Response

 

Audits, Reviews and Reports Department Response
Independent Audits/Annual Financial Reports - Federal Awards - A133 - Released December 2008 (.pdf) n/a
Independent Audits/Annual Financial Reports - Dutchess County Annual Financial Report, December 31, 2008 (.pdf) n/a
Department/Agency AuditBeacon Community Center, Inc. - Released December, 2008 (.pdf) Response (.pdf)
Department/Agency AuditBehavioral Intervention (BI) Inc. - Released August, 2008 (.pdf) Response (.pdf)
Department/Agency AuditChild Abuse Prevention Center, Inc. - Released June, 2008 (.pdf) Response (.pdf)
Department/Agency AuditCouncil on Addiction Prevention and Education (CAPE) - Released  February, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Arts Council, Inc. - Released November, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Association of Senior Citizens, Inc. - Released August, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Community College Student Chargeback Revenue - Released  January, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Probation - Released May, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Mental Hygiene - Released  January, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Office for the Aging NY Connects - Released July, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Petty Cash Audit - Released August, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Regional Chamber of Commerce - Released August, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Soil and Water Conservation District - Released April, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Water and Wastewater Authority - Released  January, 2008 (.pdf) Response (.pdf)
Department/Agency AuditDutchess Outreach Inc. - Released July, 2008 (.pdf) Response (.pdf)
Department/Agency AuditGrace Smith House - Released May, 2008 (.pdf) Response (.pdf)
Department/Agency AuditHand On The Hudson Valley - Released September, 2008 (.pdf) Response (.pdf)
Department/Agency AuditLiteracy Connections - Dutchess County, Inc. - Released August, 2008 (.pdf) Response (.pdf)
Department/Agency AuditMartin Luther King Cultural Center, Inc. - Released December, 2008 (.pdf) Response (.pdf)
Department/Agency AuditMediation Center of Dutchess County, Inc. - Released  March, 2008 (.pdf) Response (.pdf)
Department/Agency AuditMid-Hudson Addiction Recovery Centers, Inc. - Released June, 2008 (.pdf) Response (.pdf)
Department/Agency AuditMill Street Loft, Inc. - Released December, 2008 (.pdf) Response (.pdf)
Department/Agency AuditNYS Association for Retarded Citizens, Inc., Dutchess County Chapter - Released  November, 2008 (.pdf) Response (.pdf)
Department/Agency AuditNorth East Community Center, Inc. - Released October, 2008 (.pdf) Response (.pdf)
Department/Agency AuditProject MORE, Inc. - Released September, 2008 (.pdf) Response (.pdf)
Department/Agency AuditTrust and Agency Ledger Accounts - Released December, 2008 (.pdf) Response (.pdf)
Program Reviews - Dutchess County Board of Elections - June, 2008 (.pdf) Response (.pdf)

 

Audits, Reviews and Reports Department Response
Independent Audits/Annual Financial Reports - Federal Awards - A133, December, 2007 (.pdf) n/a
Independent Audits/Annual Financial Reports - Dutchess County, NY Annual Financial Report, December 31, 2007 (.pdf) n/a
Department/Agency Audit - Cornell Cooperative Extension Dutchess County - Released May, 2007 (.pdf) Response (.pdf)
Department/Agency Audit - Corporation for Justice Management - Released  April, 2007 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Community Action Agency - Released  October, 2007 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Community College Chargeback - Released  August, 2007 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Planning and Community Development - Housing and Community Development - Released  October, 2007 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Planning and Development - Housing and Community Development Division - Released  April, 2007 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Department of Public Works - Parks Division - Released  April, 2007 (.pdf) Response (.pdf)
Department/Agency AuditDutchess County Soil and Water Conservation District - Released  May, 2007 (.pdf) Response (.pdf)
Department/Agency AuditMid-Hudson Library System - Released  July, 2007 (.pdf) Response (.pdf)
Department/Agency AuditUnited Way of Dutchess County - Released  October, 2007 (.pdf) Response (.pdf)
Program ReviewsDutchess County Housing Workforce Coalition and Dutchess County Economic Development Corporation - March, 2007 (.pdf) n/a
Special ReportIndirect Cost Allocation Plan 2006 A87 Report and Historical Trend - September, 2007 (.pdf) n/a
Special ReportReview of the Dutchess County Clerk Mortgage Tax Collection and the Mortgage Tax Distribution Process - July, 2007 (.pdf) n/a